Category Archives: Vol 7 | Issue 1 | January – June 2021

A Biomechanical Hypothesis for Inferomedial Calcar Screw Augmentation to Prevent Secondary Varus Collapse in Osteoporotic PHILOS‐Plated Proximal Humerus Fractures”


Vol 7 | Issue 1 | January-June 2021 | page: 17-20 | Dhruv Varma, Chetan Pradahan, Atul Patil, Chetan Puram, Darshan Sonawane, Ashok Shyam, Parag Sancheti

https://doi.org/10.13107/jmt.2021.v07.i01.158


Author: Dhruv Varma [1], Chetan Pradahan [1], Atul Patil [1], Chetan Puram [1], Darshan Sonawane [1], Ashok Shyam [1], Parag Sancheti [1]

[1] Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.

Address of Correspondence
Dr. Darshan Sonawane,
Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
Email : researchsior@gmail.com.


Abstract

Background: Proximal humerus fractures range from simple, minimally displaced breaks to complex multi-part injuries that can compromise the blood supply and functional integrity of the humeral head. Treatment choices must balance preserving the native joint against the risk of fixation failure, a balance that becomes more delicate with advancing patient age, comorbidities and poor bone quality. Locking plates such as the PHILOS design offer fixed-angle support and improved purchase in osteoporotic metaphyseal bone, but predictable success depends on achieving anatomic reduction, restoring or substituting medial column support, correct implant positioning and a disciplined rehabilitation program.
Hypothesis: We propose that accurate anatomic reduction combined with PHILOS fixation and deliberate reconstruction or substitution of medial column support, together with a standardized, progressive rehabilitation protocol, will produce satisfactory functional outcomes for the majority of two- and three-part proximal humerus fractures. By contrast, four-part, head-splitting, or severely comminuted fractures in elderly patients with markedly poor bone stock are at higher risk of fixation failure and may achieve more reliable functional recovery when managed with targeted augmentation techniques or primary arthroplasty in selected cases.
Clinical importance: This synthesis highlights a short, practical checklist surgeons can apply: recreate or buttress medial support (calcar engagement when indicated), place the plate to avoid subacromial impingement, measure and limit screw length conservatively under fluoroscopic control, and secure tuberosities robustly. Applying these modifiable steps reduces predictable complications such as varus collapse, intra-articular screw penetration and postoperative stiffness, shortens the interval to safe mobilization, and lowers reoperation rates. Honest, shared decision-making is essential for elderly or frail patients.
Future research: Prospective, comparative trials that incorporate objective bone-density measures and standardized rehabilitation protocols are needed. Randomized evaluations of calcar-screw strategies, cement or graft augmentation techniques, and defined rehab timelines, with longer follow-up, will clarify late avascular necrosis rates and long-term durability and help build evidence-based treatment pathways.
Keywords: Proximal humerus fracture, PHILOS, Locking plate, Medial support, Calcar screw, Arthroplasty, Rehabilitation.


Background
Proximal humerus fractures are a common clinical problem that spans the age spectrum. Younger patients typically sustain these injuries in higher-energy events such as road-traffic accidents, while older adults usually fracture after a low-energy fall on osteoporotic bone. The anatomic complexity of the proximal humerus — a compact area where the head, greater and lesser tuberosities and the surgical neck sit close to vital rotator-cuff insertions and a delicate vascular supply — explains why some patterns are straightforward to manage and others are prone to poor outcomes and complications. [1]
Over many decades treatment options have ranged from nonoperative care to percutaneous pinning, intramedullary nailing, open reduction and internal fixation, and joint replacement for selected severe patterns. [2, 3] the advent of angular-stable locking plates represented an important technical advance because the fixed-angle construct transfers load through the screw-plate interface rather than relying solely on bone screw purchase — an advantage in osteoporotic metaphyseal bone. [4,5] The PHILOS system, with its precontoured plate geometry and multiple options for locking screw placement and suture fixation, became widely used to control fragments and permit earlier rehabilitation when reduction is achieved.[ 6,7]
Despite these benefits, locked plating is not without predictable pitfalls. Reported complications include intra-articular screw penetration, progressive varus collapse of the head, sub acromial impingement from plates placed too proximally, wound problems, and in certain complex fracture patterns avascular necrosis of the humeral head. [8, 9] Many of these complications are related to modifiable technical factors: inadequate restoration of the medial column (the calcar), imprecise plate positioning, selection of screws of inappropriate length, and incomplete fixation of the tuberosities. [10, 11]
Biomechanical studies and clinical series repeatedly emphasize the importance of medial support. When medial cortical contact is preserved or reconstructed, the construct better resists varus moments; when the medial cortex is deficient, targeted inferomedial or “calcar” screws act as a buttress and substantially lower the risk of secondary collapse and screw cut-out. [12,13] In conjunction with medial support, plate height and anterior–posterior positioning matter because a high plate invites impingement and a malpositioned plate increases lever arms that can overload the fixation. [14]
Patient factors also influence the decision between head-preserving fixation and arthroplasty. Advanced physiological age, poor bone quality and limited functional demands may make arthroplasty a more predictable option for some complex, comminuted four-part or head-splitting fractures, while younger, fitter patients with reconstructible anatomy generally benefit from fixation and early mobilization. [15]
Contemporary best practice therefore combines three pillars: sound preoperative planning (fracture classification and assessment of bone quality), meticulous intraoperative technique (anatomic reduction, restoration of medial support, correct plate and screw choices), and a structured rehabilitation program that balances early motion with protection of the fixation. [16,17] When these principles are followed, two-part and many three-part fractures reliably regain useful function; four-part patterns remain the most challenging and require individualized judgment. [18]

Hypothesis and Aims
Primary hypothesis
In skeletally mature patients with displaced proximal humerus fractures, anatomical reduction combined with angular-stable fixation using a PHILOS locking plate will provide satisfactory functional outcomes and an acceptable complication profile for most two- and three-part fractures; however, outcomes will be less favorable for four-part fractures and in patients with poor bone quality. [19]
Secondary hypotheses
1. Restoration or substitution of the medial column (through anatomical reduction or targeted inferomedial calcar screws) significantly reduces the incidence of secondary varus collapse and screw cut-out. [20]
2. Precise plate placement (positioned to avoid sub acromial impingement) and conservative screw length selection under fluoroscopic control will reduce intra-articular screw penetration and symptomatic impingement. [21]
3. Early, graduated, supervised rehabilitation started after a stable fixation improves range of motion and patient-reported outcomes without increasing fixation failures when the construct is mechanically sound. [22]
4. Advanced age and objectively poor bone stock are independent predictors of worse functional outcomes and higher reoperation rates; for selected elderly patients with severe comminution, augmentation strategies or primary arthroplasty may produce more reliable functional restoration.[ 23]

Rationale and measurable aims
locking plates function by creating a fixed-angle relationship between screw and plate so that load is transferred through the hardware rather than being borne only by cancellous bone, a helpful feature in osteoporotic metaphyses. 19 Nonetheless, the mechanical environment still requires a medial buttress to resist varus deforming forces. Clinical outcomes and biomechanical models both show that calcar engagement and restoration of medial cortical continuity markedly improve the mechanical resilience of the construct and lower complication rates. [20, 24]
The hypotheses are therefore practical and testable. A prospective protocol to evaluate them should include: primary outcome of validated shoulder function at 12 months (for example, Constant–Murley score) and secondary outcomes such as DASH score, range of motion, radiographic maintenance of neck-shaft angle, time to union, complication categories (varus collapse, screw penetration, infection, avascular necrosis) and reoperation rate. Key predictor variables would be Neer classification, age group, documented bone quality (or standardized radiographic surrogate), presence or absence of reconstructed medial support, plate height and screw configuration. Statistical analysis would seek associations between these predictors and functional/radiographic outcomes to quantify which technique and patient factors most strongly influence success. [25]

Discussion
When study data and the wider evidence are considered together, a few practical, immediately actionable lessons emerge.
First, PHILOS and similar locking plates are effective head-preserving tools for many displaced proximal humerus fractures when anatomical reduction is achievable. Two-part and many three-part fractures usually recover satisfactory motion and strength if fixation is stable and rehabilitation proceeds in a timely, graduated fashion. The surgeon’s judgment is key — if the fracture anatomy cannot be reconstructed to a satisfactory mechanical state, fixation may be futile.
Second, medial support is the primary mechanical determinant of durability. Achieving anatomic medial cortical contact or deliberately engaging the inferomedial calcar with screws transforms the construct’s resistance to varus collapse. Including calcar engagement as an explicit intraoperative goal reduces secondary collapse and the need for reoperation.
Third, avoidable technical errors produce a large share of complications. Overlong screws that breach the joint, plates seated too proximally that lead to impingement, and incomplete tuberosity fixation are common, preventable causes of poor outcome. Simple intraoperative habits — careful multi-plane fluoroscopic checks, conservative screw length selection and placing the plate a few millimetres distal to the greater tuberosity tip — prevent many of these problems.
Fourth, biology and patient expectations must guide decision making. Older adults with poor bone stock and diminished soft-tissue quality have less capacity to recover after fixation; augmentation (bone graft or cement around screws) may help, but in some patients primary arthroplasty, especially reverse shoulder arthroplasty when the rotator cuff is deficient, gives more predictable pain relief and earlier return to activity.
Fifth, rehabilitation is not optional — it is part of the fixation strategy. A stable construct allows early pendulum and passive motion that limits stiffness; timely progression to active-assisted and strengthening exercises is important to regain function. Protocolized rehabilitation tied to clinical and radiographic milestones gives the best balance of protection and motion.
Finally, limitations in many series (including incomplete objective bone-density assessment and relatively short follow-up) constrain the ability to predict late avascular necrosis or long-term implant behavior. Future prospective efforts should standardize bone-quality metrics, capture rehabilitation adherence, and follow patients longer to better understand late failures. Even so, the current best practice — meticulous reduction, medial support restoration, cautious plate/screw technique and structured rehab — gives the highest probability of consistent, reproducible results in everyday practice.

Clinical importance
PHILOS locking-plate fixation remains a practical, head-preserving option for many displaced proximal humerus fractures. To minimize complications and optimize function: restore or recreate medial support; position the plate correctly to avoid impingement; measure and limit screw length under fluoroscopy; secure tuberosities robustly when involved; and pair fixation with early, supervised rehabilitation. For elderly patients with severe comminution or radiographic signs predicting poor humeral-head viability, discuss the option of arthroplasty honestly, emphasizing predictable pain relief and faster functional recovery in appropriately selected cases.

Future direction
Future priorities are randomized or well-matched comparative trials for complex four-part fractures in older patients, routine inclusion of objective bone-density measures to guide augmentation or implant choice, and trials that standardize calcar-screw strategies and rehabilitation protocols. Longer follow-up (≥2–5 years) is needed to quantify late avascular necrosis and implant durability and to refine treatment pathways for specific patient subgroups.


References

1. Court-Brown CM, Caesar B. Epidemiology of adult fractures: A review. Injury. 2006; 37(8):691–7.
2. Palvanen M, Kannus P, Niemi S, Parkkari J. Update in the epidemiology of proximal humeral fractures. Clin Orthop Relat Res. 2006; 442:87–92.
3. Bell JE, Leung BC, Spratt KF, Koval KJ, Weinstein J. Trends and variation in incidence, surgical treatment, and repeat surgery of proximal humeral fractures in the elderly. J Bone Joint Surg. [as given in thesis].
4. Court-Brown CM, Garg A, McQueen MM. The epidemiology of proximal humeral fractures. Acta Orthop Scand. [as given in thesis].
5. Williams GR Jr, Wong KL. Two-part and three-part fractures: open reduction and internal fixation versus closed reduction and percutaneous pinning. Orthop Clin North Am. 2000; 31:1–21.
6. Codman EA. Rupture of the supraspinatus tendon. Clin Orthop Relat Res. 1990:3–26.
7. Carofino BC, Leopold SS. Classifications in Brief: The Neer Classification for Proximal Humerus Fractures. Clin Orthop Relat Res. 2013; 471:39–43.
8. Handoll HH, Gibson JN, Madhok R. Interventions for treating proximal humeral fractures in adults. Cochrane Database Syst Rev. 2003 ;( 4).
9. Lind T, Kroner K, Jensen J. The epidemiology of fractures of the proximal humerus. Arch Orthop Trauma Surg. 1989; 108:285–87.
10. Rohra N, et al. Management options and outcomes in proximal humerus fractures. Int J Res Orthop. 2016 Mar; 2(1):25–28.
11. Kiran Kumar GN, et al. Surgical treatment of proximal humerus fractures using PHILOS plate. Chin J Traumatol. 2014; 17(5):279–84.
12. Gautier E, Sommer C. Guidelines for the clinical application of the LCP. Injury. 2003; 34(2):B63–76.
13. Helmy N, Hintermann B. New trends in the treatment of proximal humerus fractures. Clin Orthop Relat Res. 2006; 442:100–8.
14. Sudkamp N, et al. Prospective multicentre study of open reduction and internal fixation of proximal humerus fractures. 2009.
15. Fazal MA, Haddad FS. PHILOS plate fixation for displaced proximal humeral fractures. J Orthop Surg. 2009; 17(1):15–18.
16. Geiger EV, et al. Clinical outcomes of PHILOS fixation in elderly patients. 2010.
17. Hettrich CM, et al. Quantitative assessment of the vascularity of the proximal humerus. J Bone Joint Surg Am. 2010; 92:943–8.
18. Olerud P, Ahrengart L, Soderqvist A, Saving J. Functional outcome after a 2-part proximal humeral fracture treated with a locking plate. J Shoulder Elbow Surg. 2010.
19. Roderer G, Erhardt J, Graf M, Kinzl L. Minimally invasive locked plating of proximal humerus fractures: clinical results. J Orthop Trauma. 2010; 24(7):400–6.
20. Ricchetti ET, Warrender WJ, Abboud JA. Outcomes after proximal humerus locking plate osteosynthesis. J Shoulder Elbow Surg. 2010.
21. Duralde XA, Leddy LR. Prospective study on displaced proximal humerus fractures. J Shoulder Elbow Surg. 2010.
22. Isiklar Z, Gogus A, Korkmaz M, Kara A. Operative treatment of proximal humerus fractures utilizing locking plate fixation: comparison between elderly and younger patients. 2010.
23. Neslihan A., et al. Complications after locking plate fixation of proximal humerus fractures. 2010.
24. Agarwal S, et al. Functional outcome and predictors of complications for locking plate fixation. 2010.
25. Osterhoff G, et al. Importance of calcar screw in angular stable plate fixation. 2011.


How to Cite this Article: Varma D, Pradahan C, Patil A, Puram C, Sonawane D, Shyam A, Sancheti P| A Biomechanical Hypothesis for Inferomedial Calcar Screw Augmentation to Prevent Secondary Varus Collapse in Osteoporotic PHILOS‐Plated Proximal Humerus Fractures | Journal of Medical Thesis | 2021 January-June; 7(1): 17-20.

Institute Where Research was Conducted: Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
University Affiliation: Maharashtra University of Health Sciences (MUHS), Nashik, Maharashtra, India.
Year of Acceptance of Thesis: 2019


 


 

 

 

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A Prospective Cohort Study on Philos Plating for Proximal Humerus Fractures: Functional and Radiological Outcomes


Vol 7 | Issue 1 | January-June 2021 | page: 13-16 | Dhruv Varma, Chetan Pradahan, Atul Patil, Chetan Puram, Darshan Sonawane, Ashok Shyam, Parag Sancheti

https://doi.org/10.13107/jmt.2021.v07.i01.156


Author: Dhruv Varma [1], Chetan Pradahan [1], Atul Patil [1], Chetan Puram [1], Darshan Sonawane [1], Ashok Shyam [1], Parag Sancheti [1]

[1] Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.

Address of Correspondence
Dr. Darshan Sonawane,
Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
Email : researchsior@gmail.com.


Abstract

Background: Displaced proximal humerus fractures are a therapeutic challenge, especially in patients with poor bone quality. This prospective study evaluates clinical and radiological outcomes after open reduction and internal fixation with the PHILOS locking plate in skeletally mature patients.
Methods: Ninety-nine consecutive patients with displaced Neer two-, three- and four-part proximal humerus fractures treated between July 2017 and November 2019 were followed at one, three, six and twelve months. Functional assessment employed the Constant–Murley and DASH scores and active shoulder range of motion. Radiographs were used to assess union, neck-shaft alignment and hardware position. Key operative principles included restoration of medial support, careful screw length measurement to avoid joint penetration and suture fixation of tuberosities where needed.
Results: Most patients achieved good functional recovery by twelve months with mean Constant scores decreasing as fracture complexity increased. The overall complication rate was 19.2%, including mechanical failures such as varus collapse and screw-related problems; seven patients required further intervention.
Conclusion: When anatomic reduction, medial support and meticulous screw placement are achieved, PHILOS plating provides stable fixation and satisfactory functional outcomes in displaced proximal humerus fractures.
Keywords: Proximal humerus fracture, PHILOS, Locking plate, Constant score, DASH.


Aims & Objectives
Aim: To evaluate functional outcomes and complications following PHILOS locking plate fixation in displaced proximal humerus fractures and to identify technique-related factors associated with mechanical failure. Secondary objectives included documenting radiological union rates and functional progression over twelve months. Data were collected prospectively and analysed to inform surgical decision-making. Carefully.

Introduction
Proximal humerus fractures [1] are a frequent injury encountered in orthopedic practice, representing a significant proportion of upper limb fractures in adults. These injuries vary in pattern from minimally displaced to complex multi-fragmentary fractures involving the articular surface, tuberosities and metaphyseal region. Neer’s modification of Codman’s classification [2] remains a practical guide for defining displacement and guiding treatment. While non-operative treatment suits stable, minimally displaced fractures, displaced two-, three- and four-part injuries commonly require operative fixation [3] to restore anatomy and shoulder function. Challenges in surgical management increase when osteoporotic bone offers poor cancellous bone quality[4] and when muscular forces cause fragment displacement, raising the risk of fixation failure. The PHILOS locking plate [5] was developed to provide angular and axial stability [6] and improved screw anchorage in weakened cancellous bone, permitting earlier mobilization. Clinical series and biomechanical studies have demonstrated satisfactory union and functional recovery in many patients, yet complications such as screw penetration [7], varus collapse, implant loosening [8] and avascular necrosis [9] have been reported and are frequently technique-related. This prospective study of 99 patients [10] treated between July 2017 and November 2019 evaluates outcomes using validated Constant–Murley and DASH scores [11] and serial radiographs [12] to document union, neck-shaft alignment and hardware position. The study emphasises restoration of medial cortical support[13], strategic use of calcar screws[14] when indicated, and a staged rehabilitation programme at one, three, six and twelve months[15] to balance early motion with protection of fixation. Rigorous intraoperative imaging [16] and soft-tissue preservation [17] were practised to reduce the risk of technical complications and to protect humeral head vascularity.

Materials and methods
This prospective study enrolled consecutive skeletally mature patients presenting with displaced Neer two-, three- and four-part proximal humerus fractures who underwent open reduction and internal fixation with a PHILOS locking plate after institutional review board approval [18]. Exclusion criteria included pathological fractures, active sepsis and patients whose comorbidities precluded surgery. Preoperative evaluation comprised clinical assessment and radiographs (true AP, scapular Y and axillary views); CT scans were obtained for complex or comminuted patterns. Surgery was performed under regional or general anaesthesia through either a delto-pectoral or trans-deltoid approach, depending on fragment configuration. Reduction techniques included joystick K-wires, provisional K-wire fixation and suture anchorage of tuberosities when necessary. The PHILOS plate was positioned 5–8 mm distal to the greater tuberosity apex and slightly posterior to the bicipital groove; screw lengths were measured with depth gauges and shorter head screws were preferred to remain within subchondral bone to avoid intra-articular penetration. When medial cortical comminution was present, inferomedial calcar screws were inserted to re-establish medial buttress. Standard perioperative antibiotics and wound care protocols were followed. Rehabilitation began with early passive range-of-motion exercises progressing to active-assisted and strengthening exercises as radiographic healing allowed. Patients were evaluated at one, three, six and twelve months using DASH and Constant–Murley scores and serial radiographs to assess union, neck-shaft angle and hardware integrity. Statistical analysis used SPSS with significance set at p<0.05.

Review of literature
Locking plate fixation was introduced to address the shortcomings of conventional plating in osteoporotic and multifragmentary proximal humerus fractures. Fixed-angle constructs reduce toggle and screw back-out under cyclic loading and thereby support earlier motion and maintain reduction in many patterns. Early clinical series reported promising union rates and functional results with PHILOS plating, and biomechanical studies corroborated a mechanical advantage in poor bone. Multiple cohort studies have since described mean Constant scores that indicate useful shoulder function after PHILOS fixation, with outcomes declining as fracture complexity increases. Technique-dependent complications, particularly varus collapse and screw perforation, are common themes in the literature where medial support was not restored or where head-screw length extended beyond the subchondral bone.. Suture cerclage of tuberosities, limited soft-tissue stripping and careful preoperative planning have all been advocated to protect vascularity and improve tuberosity healing. Systematic reviews and comparative analyses indicate that fixation, when successful, preserves the native joint and often yields superior functional scores compared with arthroplasty alternatives; however, fixation can carry higher reoperation rates in unfavourable fracture patterns [19]. Adjuncts such as bone grafting for metaphyseal voids and cement augmentation for screws in severe osteoporosis have been proposed to improve purchase and maintain alignment in high-risk constructs. Predictors of poorer outcome commonly include advanced age, osteoporosis and four-part fracture morphology; surgeon experience and adherence to technical principles strongly influence complication rates. Contemporary operative recommendations therefore stress anatomic reduction, restoration of medial cortical contact, insertion of inferomedial calcar screws where indicated, meticulous screw length measurement to remain within subchondral bone, suture fixation of tuberosities and liberal use of intraoperative imaging to verify hardware. Where medial support remains deficient despite these measures, consideration of augmentation or alternate strategies is reasonable. Head-preserving fixation remains attractive in reconstructible fractures because it retains joint mechanics, but patient selection must be cautious and augmented by realistic discussion about the potential need for secondary procedures. The aggregate literature supports the pragmatic view that PHILOS plating is a valuable tool in the armamentarium when used with careful technique, appropriate augmentation when required and attentive postoperative rehabilitation.

Results
Ninety-nine patients completed follow-up. The mean age was 48.4 years; there were 58 males and 41 females. Fracture types comprised 37 two-part, 33 three-part and 29 four-part injuries. The dominant side was involved slightly more often. Most patients had hospital stays of seven days or less. At the twelve-month assessment mean forward flexion measured 161°, 165° and 160° for two-, three- and four-part fractures respectively; mean abduction was 148°, 152° and 146°. Mean Constant scores were 83.24 for two-part, 80.79 for three-part and 74.52 for four-part fractures. DASH scores improved progressively from the first to the twelfth month, with statistically better outcomes in less complex fractures at final follow-up. Overall 19 patients (19.2%) experienced complications: five cases of secondary varus collapse, four with postoperative stiffness, three with implant loosening, two with avascular necrosis and isolated events of infection, screw penetration and subacromial impingement. Seven patients required further intervention including supervised physiotherapy in five, hemiarthroplasty in one and implant removal with debridement in one. There were no nerve injuries reported. Radiographic union with bridging callus was achieved in the majority by the last follow-up, and neck-shaft alignment was maintained in most cases. Time to radiographic union averaged within expected ranges and most patients returned to activities of daily living by three to six months.

Discussion
In this series PHILOS plating provided satisfactory head-preserving fixation with early mobilization and functional recovery for most patients. Functional results showed a clear gradient with fracture severity: two-part injuries achieved higher Constant and lower DASH scores than four-part injuries, mirroring reports [18, 19]. Mechanical complications — notably varus collapse, screw penetration and implant loosening — were the principal adverse events and reflect technique-dependent failure modes described in other cohorts [7,11,12]. Our findings reinforce the central role of medial support: absence of inferomedial buttress or failure to use calcar screws increases the risk of secondary varus deformity, and biomechanical and clinical studies support calcar screw placement to reduce cut-out risk [12, 20]. Conservative selection of head screw length to remain within subchondral bone and intraoperative fluoroscopic checks were measures that limited intra-articular perforation in our series, aligning with recommendations [7, 16]. Suture fixation of tuberosities and minimal soft-tissue stripping promoted tuberosity healing and reduce avascular insult; vascular risk factors for humeral head ischemia have been highlighted by anatomical and clinical investigations [4, 8]. Rehabilitation tailored to construct stability enabled motion while protecting fixation and is concordant with published protocols that balance early movement and healing [15]. Limitations include single-centre design, modest sample size and a mean follow-up of twelve months, which may under-represent late complications; similar caveats are noted in systematic reviews and comparative studies [13, 19]. Nonetheless, when applied with careful technique, PHILOS plating remains an overall good option for reconstructible proximal humerus fractures, also recognizing that patient selection and surgeon experience influence outcomes [20].

Conclusion
PHILOS locking plate fixation provides a reliable head-preserving method for displaced proximal humerus fractures when careful anatomic reduction and restoration of medial support are achieved. Technique-related complications predominated and were mitigated by proper plate positioning, use of calcar screws where indicated, conservative selection of head screw lengths and suture augmentation of tuberosities. Early supervised rehabilitation contributed to functional recovery. For patients with non-reconstructible heads or severe comminution, arthroplasty remains an important alternative. Meticulous attention to surgical principles and follow-up is essential to optimize outcomes. Patient counselling about realistic expectations and the potential for secondary procedures is recommended. Indeed. Amen.


References

1. Sudkamp N, Bayer J, Hepp P, et al. locking plate fixation for proximal humerus fractures: results in a consecutive series. J Shoulder Elbow Surg. 2009.
2. Ma Fazal M, et al. PHILOS plate fixation for displaced proximal humeral fractures. Clin Orthop Relat Res. 2009.
3. Geiger EV, et al. PHILOS plate in elderly patients with proximal humeral fractures. Int Orthop. 2010.
4. Hettrich CM, et al. Quantitative assessment of vascularity of the proximal humerus. J Shoulder Elbow Surg. 2010.
5. Olerud P, et al. locking plate fixation for displaced two-part proximal humeral fractures in elderly patients: a prospective cohort. Acta Orthop. 2010.
6. Roderer G, et al. Non-contact-bridging plate for unstable proximal humerus fractures: clinical results. Injury. 2010.
7. Ricchetti ET, et al. Outcomes with proximal humeral locking plates. J Shoulder Elbow Surg. 2010.
8. Duralde XA, Leddy J. PHILOS plate fixation outcomes: a prospective study. J Shoulder Elbow Surg. 2010.
9. Isikler Z, et al. Proximal humeral fractures in elderly: PHILOS fixation results. Acta Orthop Traumatol Turc. 2010.
10. Neslihan A, et al. Complications following locking plate fixation of proximal humerus fractures. J Orthop Trauma. 2010.
11. Agarwal S, et al. Functional outcome of locking plate fixation in displaced proximal humerus fractures in elderly. Int J Orthop. 2010.
12. Osterhoff G, et al. Calcar screw importance in angular stable plate fixation: biomechanical and clinical study. J Orthop Surg Res. 2011.
13. Sproul R, et al. Systematic review of fixed-angle locking plates for proximal humerus fractures. J Orthop Trauma. 2011.
14. Tepas AT, et al. Head-preserving surgery versus hemiarthroplasty for 3- and 4-part fractures. J Orthop. 2012.
15. Ong CC, et al. Clinical outcomes of locking plates in proximal humerus fractures. J Bone Joint Surg Br. 2012.
16. Brunner A, et al. Minimally invasive PHILOS plating for proximal humeral shaft fractures. Injury. 2012.
17. Pawaskar H, et al. Neck-shaft angle maintenance after PHILOS fixation. J Clin Orthop. 2012.
18. Gracitelli GC, et al. Prognostic factors affecting outcome after PHILOS fixation. J Orthop Trauma. 2012.
19. Shulman BS, et al. locking plate fixation through deltopectoral approach: outcomes and complications. J Shoulder Elbow Surg. 2013.
20. Kumar GN, et al. PHILOS fixation outcomes and precautions to prevent complications. Int J Res Orthop. 2014.


How to Cite this Article: Varma D, Pradahan C, Patil A, Puram C, Sonawane D, Shyam A, Sancheti P| A Prospective Cohort Study on Philos Plating for Proximal Humerus Fractures: Functional and Radiological Outcomes | Journal of Medical Thesis | 2021 January-June; 7(1): 13-16.

Institute Where Research was Conducted: Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
University Affiliation: Maharashtra University of Health Sciences (MUHS), Nashik, Maharashtra, India.
Year of Acceptance of Thesis: 2019


 

 

 

 

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A Retrospective study on Clinical and Functional Outcomes of Arthroscopic Bankart’s Repair Surgery for Traumatic Shoulder Instability.


Vol 7 | Issue 1 | January-June 2021 | page: 9-12 | Murtaza Juzar Haidermota, Ashutosh Ajri, Nilesh Kamat, Ishan Shevte, Darshan Sonawane, Ashok Shyam, Parag Sancheti

https://doi.org/10.13107/jmt.2021.v07.i01.154


Author: Murtaza Juzar Haidermota [1], Ashutosh Ajri [1], Nilesh Kamat [1], Ishan Shevte [1], Darshan Sonawane [1], Ashok Shyam [1], Parag Sancheti [1]

[1] Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.

Address of Correspondence
Dr. Darshan Sonawane,
Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
Email : researchsior@gmail.com.


Abstract

Background: Traumatic anterior glenohumeral dislocation is common in young active individuals and often leads to recurrent instability. Arthroscopic Bankart repair with selective remplissage aims to restore labro-ligamentous anatomy and address engaging Hill-Sachs lesions.
Methods and materials: Seventy patients with traumatic anteroinferior labral tears and glenoid bone loss <25% underwent arthroscopic labral repair between 2014 and 2016. Preoperative assessment included history, examination, radiographs, MRI, outcome scores (UCLA, Oxford Instability, SF-36) and counselling. Operative technique used suture anchors; remplissage was added when engaging humeral defects were present. All patients followed a rehabilitation programme and were reviewed at 3 weeks, 3 months, 6 months and 12 months to assess function, range of motion and stability.
Results: At twelve months most patients showed improvement in shoulder-specific scores and in general health domains, restoration of near-normal range of motion, conversion of positive instability tests to negative, and low rates of complications and recurrent dislocation. Transient postoperative stiffness occurred in a minority and resolved with physiotherapy.
Conclusion: Arthroscopic Bankart repair with selective remplissage provides reliable restoration of shoulder stability and function for appropriately selected patients after traumatic dislocation, with low morbidity and good one-year outcomes.
Keywords: Arthroscopic Bankart repair, Traumatic shoulder instability, Remplissage, Hill-Sachs, Functional outcome


Introduction
The shoulder trades bony stability for a remarkable range of motion, and that trade helps explain why anterior dislocation is common after a traumatic blow to an abducted, externally rotated arm. Young patients who sustain a primary traumatic dislocation have a substantial risk of recurrence when managed nonoperatively, particularly if they remain active in sports or manual work. Long-term prospective data highlight the heightened recurrence risk in younger age groups and support early intervention in selected patients. [1]
Clinical overviews of glenohumeral dislocation emphasise that primary traumatic events disrupt the anteroinferior capsulolabral complex, producing instability patterns that are predictable in mechanism and sequelae. These reviews also describe the variable natural history of first-time dislocation and the factors that increase the likelihood of later episodes. [2]
Large cohort studies of athletes and active populations underline the frequency of shoulder instability in contact and collision sports and draw attention to the functional implications for return to play. These data inform counselling and selection of patients for surgery versus conservative management. [3]
In adolescents and young adults, management remains debated, but consensus leans toward surgical stabilization for those with clear labral detachment and ongoing high functional demand because recurrence rates without surgery are high. [4]
Randomized and comparative trials have compared open bone and soft-tissue procedures with arthroscopic soft-tissue stabilization; these trials inform contemporary practice by showing that, in patients without critical glenoid bone loss, arthroscopic repair can deliver comparable stability with less soft-tissue morbidity and faster early recovery. [5]

Materials and methods
We performed a combined prospective and retrospective series at a tertiary orthopaedic centre from June 2014 to December 2016. Seventy patients aged 18 years and older with traumatic anterior-inferior labral tears and glenoid bone loss under 25% were included after institutional review board approval and informed consent. Exclusion criteria were atraumatic or multidirectional instability, glenoid bone loss exceeding 25% that required bony augmentation, and prior stabilizing procedures mandating open reconstruction. These selection criteria reflect prior trials that examined immobilization and surgical thresholds for intervention. [6]
Preoperative evaluation recorded the mechanism of injury, hand dominance, occupation and sporting demands, frequency of dislocations and previous treatments. Focused clinical testing included apprehension, relocation and anterior-drawer maneuvers; generalized laxity was documented when present. Factors influencing outcomes were prospectively noted and used in case selection and counseling. [7]
Radiological workup comprised true AP and axillary radiographs and MRI to define labral tears and Hill–Sachs lesions; CT scans were obtained when glenoid bone loss was suspected to quantify defect size and plan surgery. Long-term arthropathy risk after recurrent dislocations was considered when counselling patients about definitive treatment. [8]
All operations were arthroscopic under general anaesthesia with the patient in the beach-chair position. Diagnostic arthroscopy defined the lesion set and any concomitant pathology. The glenoid neck was decorticated to provide a bleeding bed; suture anchors were placed along the anteroinferior rim and the labro-ligamentous complex secured to restore concavity and appropriate capsular tension. When an engaging Hill–Sachs lesion was identified intraoperatively, remplissage was performed to fill the defect with posterior capsule and infraspinatus tendon.
Outcomes were recorded at 3 weeks, 3 months, 6 months and 12 months using the UCLA Shoulder Score, Oxford Shoulder Instability Score, ROM measurements and SF-36; paired comparisons assessed change from baseline.

Results
Seventy patients completed the surgical protocol and followed up to one year. The mean age was 30.4 years (±9.6); the cohort was largely male and predominantly right-hand dominant. Most injuries resulted from sports or falls with the arm in abduction and external rotation. At six months a number of patients exhibited modest restrictions in external rotation consistent with protective capsular healing; by twelve months the majority had regained near-normal range of motion compared with the contralateral shoulder.
Functionally, shoulder-specific scores improved substantially from baseline to twelve months, and SF-36 domains for physical functioning and vitality showed parallel gains. Preoperative positive instability tests converted to negative in the overwhelming majority by final follow-up. Complications were uncommon and included isolated transient stiffness and minor superficial wound issues; recurrent redislocation was rare. Overall, more than 90% of patients achieved a stable, pain-limited shoulder and returned to routine work and recreational activity with satisfactory tolerance at one year.

Literature review
The classic Bankart description of recurrent shoulder dislocation first highlighted the importance of the anteroinferior labrum and periosteum in restoring the glenoid concavity and maintaining stability; this foundational work continues to inform current repair strategies. [10]
As arthroscopic equipment and fixation technology matured, surgeons described techniques for anatomic labral reattachment via suture anchors and minimally invasive portals. Early prospective series documented promising functional results and established the technical feasibility of arthroscopic Bankart repair. [11]
Long-term follow-up studies of arthroscopic repair show good outcomes in appropriately selected patients, with many series reporting low recurrence and durable function when bone loss is not critical. These outcomes support arthroscopic approaches in centers with appropriate expertise. [12]
Technical variations—knotless anchors, anchor placement strategies and capsular plication techniques—have been described and evaluated in medium-term studies; suture anchor-based arthroscopic repair became widely adopted as instrumentation improved. [13]
Concerns regarding open soft-tissue or bone procedures include possible subscapularis muscle insufficiency and functional trade-offs from tendon splitting or transfer; such complications motivated the shift toward less invasive arthroscopic options when feasible. [14]
Cost and patient-subjective outcome analyses have compared arthroscopic and open Bankart repairs and considered resource utilization alongside functional recovery; these studies help inform system-level decisions about the preferred approach for particular patient groups. [16]
Prospective series investigating arthroscopic Bankart repair report consistent gains in function and low complication rates when repairs are anatomically accurate and rehabilitation is disciplined. These reports contributed to the evidence base that informed our surgical technique and postoperative pathway. [17]
Age-related differences in presentation and outcome have been documented; older patients with primary traumatic dislocation often demonstrate different patterns and may require individualized consideration compared with younger, athletic cohorts. [18]
Comparative analyses of anatomic Bankart repair versus nonoperative treatment in first-time dislocators highlight that carefully selected nonoperative management may be appropriate for low-demand patients, but younger, active individuals have higher failure rates with conservative care and therefore are often better served by early stabilization. [19]

Discussion
The outcomes in this consecutive series are consistent with the modern shoulder literature showing that, when lesion patterns are appropriate and osseous defects are recognised and treated, arthroscopic Bankart repair reliably restores stability and function with low morbidity [5, 11, 15, and 12]. The demographic profile of our cohort — younger, active patients — mirrors groups shown to have higher recurrence after conservative care and therefore to benefit most from early operative stabilization [1–4]. Early definitive repair in such patients also helps limit the cumulative episodes that can produce progressive bone loss and later arthropathy [8].
Transient postoperative stiffness observed in some patients at six months is a recognized consequence of capsulolabral retensioning and early healing; structured, staged rehabilitation programs are effective in restoring motion by twelve months without compromising repair integrity [12]. Patient counselling about the expected recovery timeline and close coordination with physiotherapy are essential to optimize outcomes and patient satisfaction.
Neutralizing engaging Hill–Sachs lesions with an arthroscopic remplissage proved a useful adjunct in our practice, allowing us to address mechanical contributors to instability without resorting to open bone-transfer procedures in those shoulders [9, 17]. Conversely, when critical anterior glenoid deficiency is present, soft-tissue repair alone is unlikely to be durable and bony augmentation (for example Latarjet) should be considered to restore the articular arc and mechanical stability [8, 19]. Awareness of these pathoanatomic distinctions is central to choosing the correct procedure.
Open techniques can produce durable stability but carry the risk of subscapularis compromise and restrictions in rotation, factors that have driven the shift to arthroscopic anatomic repair where appropriate [14]. Cost and patient-reported outcome analyses also favour arthroscopic approaches in selected patients because of lower perioperative morbidity and faster early recovery [16].
Limitations of this work include its single-centre design, mixed prospective-retrospective data collection and follow-up limited to one year — features that constrain assessment of very late recurrence or degenerative change and that suggest caution in generalizing to older or distinctly different patient populations [18,20]. Nonetheless, our results—together with randomized and comparative data—support a lesion-specific, tailored approach in which arthroscopic labral repair, supplemented by remplissage or bony augmentation as indicated, offers a reliable pathway to durable stability and preserved motion [5,11,15].

Conclusion
Arthroscopic Bankart repair, combined with remplissage when indicated, restores stability and function in most patients who sustain traumatic anterior shoulder dislocation and have limited glenoid bone loss. In this series the majority regained near-normal motion by twelve months, experienced meaningful improvements in shoulder-specific and general health measures, and encountered a low rate of complications or recurrent dislocation. Key elements of success were careful preoperative assessment, precise anatomic reattachment of the labro-ligamentous complex, thoughtful intraoperative management of humeral and glenoid osseous lesions, and a disciplined staged rehabilitation programme. For young, active patients at high risk of recurrence, arthroscopic stabilization provides a minimally invasive route to durable shoulder stability while preserving motion and minimizing soft-tissue morbidity.


References

1. Hovelius L, Augustini BG, Fredin H, Johansson O, Norlin R, Thorling J. Primary anterior dislocation of the shoulder in young patients: a ten-year prospective study. J Bone Joint Surg Br. 1996; 78-B (1):1677–84.
2. Dodson CC, Cordasco FA. Anterior glenohumeral joint dislocations. Orthop Clin North Am. 2008; 39(4):507–18.
3. Kaplan LD, Flanigan DC, Norwig J, Jost P, Bradley J. Prevalence and variance of shoulder injuries in elite collegiate football players. Am J Sports Med. 2005; 33(8):1142–6.
4. Taylor DC, Krasinski KL. Adolescent shoulder injuries: consensus and controversies. J Bone Joint Surg Am. 2009; 91(2):462–73.
5. Mohtadi NG, Chan DS, Hollinshead RM, Boorman RS, Hiemstra LA, Lo IK, et al. A randomized clinical trial comparing open and arthroscopic stabilization for recurrent traumatic anterior shoulder instability. J Bone Joint Surg Am. 2014;96(5):353–60.
6. Liavaag S, Brox JI, Pripp AH, Enger M, Soldal LA, Svenningsen S. Immobilisation in external rotation after primary shoulder dislocation did not reduce the risk of recurrence. J Bone Joint Surg Am. 2011; 93(10):897–904.
7. Rhee YG, Cho NS, Cho SH. Traumatic anterior dislocation of the shoulder: factors affecting outcome. Clin Orthop Surg. 2009; 1(4):188–93.
8. Hovelius L, Saeboe M. Arthropathy after primary anterior shoulder dislocation — 223 shoulders followed for twenty-five years. J Shoulder Elbow Surg. 2009; 18(3):339–47.
9. Erkoçak ÖF, Yel M. Functional results of arthroscopic Bankart repair with knotless anchors for anterior glenohumeral instability. Eur J Gen Med. 2010; 7(2):179–86.
10. Bankart ASB. Recurrent or habitual dislocation of the shoulder-joint. Br Med J. 1923; 2(3285):1132–3.
11. Fabbriciani C, Milano G, Demontis A, Fadda S, Ziranu F, Mulas PD. Arthroscopic versus open treatment of Bankart lesion of the shoulder: a prospective randomized study. Arthroscopy. 2004; 20(5):456–62.
12. Ee GW, Mohamed S, Tan AH. Long-term results of arthroscopic Bankart repair for traumatic anterior shoulder instability. J Orthop Surg Res. 2011; 6:14.
13. Sedeek SM, Tey IK, Tan AH. Arthroscopic Bankart repair for traumatic anterior shoulder instability with the use of suture anchors. Singapore Med J. 2008; 49(9):676–80.
14. Scheibel M, Tsynman A, Magosch P, Schroeder RJ, Habermeyer P. Postoperative subscapularis muscle insufficiency after primary and revision open shoulder stabilization. Am J Sports Med. 2006; 34(10):1586–93.
15. Bottoni LP, Smith ME, Berkowitz MM, Towle CR, Moore CJ. Arthroscopic versus open shoulder stabilization for recurrent anterior instability: a prospective randomized clinical trial. Am J Sports Med. 2006; 34(11):1730–7.
16. Wang C, Ghalambor N, Zarins B, Warner JJ. Arthroscopic versus open Bankart repair: analysis of patient subjective outcome and cost. Arthroscopy. 2005; 21(10):1219–22.
17. O'Neil BD. Arthroscopic Bankart repair of anterior detachment of glenoid labrum: a prospective study. Arthroscopy. 2002; 18:755–63.
18. Pevny T, Hunter RE, Freeman JR. Primary traumatic anterior shoulder dislocation in patients 40 years of age and older. Arthroscopy. 1998; 14(3):289–94.
19. Chahal J, Marks PH, MacDonald PB, Shah PS, Theodoropoulos J, Ravi B, Whelan DB. Anatomic Bankart repair compared with nonoperative treatment and/or arthroscopic lavage for first-time traumatic shoulder dislocation. Arthroscopy. 2012; 28(4):565–75.
20. Mishra DK, Fanton GS. Two-year outcome of arthroscopic Bankart repair and electrothermal-assisted capsulorrhaphy for recurrent traumatic anterior shoulder instability. Arthroscopy. 2001; 17(8):844–9.


How to Cite this Article: Haidermota MJ, Ajri A, Kamat N, Shevte I, Sonawane D, Shyam A, Sancheti P| A Retrospective study on Clinical and Functional Outcomes of Arthroscopic Bankart’s Repair Surgery for Traumatic Shoulder Instability | Journal Medical Thesis | 2025 January-June; 7(1): 09-12.

Institute Where Research was Conducted: Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
University Affiliation: Maharashtra University of Health Sciences (MUHS), Nashik, Maharashtra, India.
Year of Acceptance of Thesis: 2019



 

 

 

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Proprioceptive Enhancement Hypothesis: Evaluating Early Joint Position Sense and Balance in Adults Receiving Remnant Preserving versus Standard ACL Reconstruction—A Single Center Pilot Trial”


Vol 7 | Issue 1 | January-June 2021 | page: 5-8 | Nilay Kumar, Parag Sancheti, Kailas Patil, Sunny Gugale, Sahil Sanghavi, Yogesh Sisodia, Obaid UI Nisar, Darshan Sonawane, Ashok Shyam

https://doi.org/10.13107/jmt.2021.v07.i01.152


Author: Nilay Kumar [1], Parag Sancheti [1], Kailas Patil [1], Sunny Gugale [1], Sahil Sanghavi [1], Yogesh Sisodia [1], Obaid UI Nisar [1], Darshan Sonawane [1], Ashok Shyam [1]

[1] Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.

Address of Correspondence
Dr. Darshan Sonawane,
Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
Email : researchsior@gmail.com.


Abstract

Background: A torn anterior cruciate ligament (ACL) often forces active adults and athletes into lengthy rehabilitation, disrupted sports participation and a higher risk of early knee degeneration. Modern reconstruction aims to restore anatomy and promote biological graft incorporation and functional recovery. Preserving viable native ACL remnant tissue has been proposed because remnants can contain blood vessels, cellular elements and mechanoreceptor-like structures that might aid revascularization and sensory recovery. Patients value clear counselling about expected benefits and limitations, and surgeons must balance biological opportunity against technical accuracy in each case.
Hypothesis: Selective preservation of a viable ACL remnant during anatomic reconstruction will provide early benefits: improved instrumented laxity and enhanced subjective stability through immediate mechanical support and accelerated biological integration. Retained neural elements may aid proprioception and neuromuscular control, boosting confidence during rehabilitation. Crucially, when preservation does not hinder accurate tunnel placement, it will not increase complications such as symptomatic impingement or arthrofibrosis. Subgroup analyses will determine whether athletes, acute injuries or specific remnant patterns gain the most benefit.
Clinical importance: If confirmed, selective remnant preservation would offer surgeons an evidence-based option to modestly shorten early recovery, reduce tunnel-related bone reactions and improve patient confidence without adding morbidity. This information supports a patient-centred approach: preserve when the stump is viable and non-obstructive, and debride when landmarks or tunnel accuracy are compromised. Adoption should follow appropriate training so outcomes remain reproducible across different centres and experience levels.
Future research: Definitive answers require large, multicentre randomized trials with standardized surgical protocols, blinded assessment and at least five years of follow-up. Trials should include serial MRI to assess graft maturation, validated proprioception testing, return-to-sport metrics and subgroup analyses by remnant type, timing since injury and graft choice. Cost-effectiveness analyses and training reproducibility studies should accompany trials to understand adoption barriers and resource implications. Collaborative registries should track long-term outcomes across diverse populations, settings and surgical practices to ensure generalizability and implementation factors.
Keywords: ACL reconstruction, Remnant preservation, Ligamentization, Proprioception, Tunnel widening, Arthrometer, Cyclops lesion.


Background
A torn anterior cruciate ligament (ACL) changes lives. For many active adults and athletes it means months of rehabilitation, uncertainty about returning to sport and, for some, a risk of earlier joint degeneration. Surgery for ACL rupture has been refined over decades because simple mechanical replacement of a torn ligament does not by itself guarantee that the knee will feel or behave like it did before injury [1]. As surgeons learned more, the emphasis shifted from merely placing a strong graft to restoring anatomic relationships and creating conditions that favour biological healing of the graft inside the knee [2,3].
The process by which a tendon graft becomes a functioning ligament — commonly called “ligamentization” — depends on revascularization, cellular repopulation and remodeling of collagen within the graft and bone tunnels. Laboratory and clinical work has shown these processes are heavily influenced by the biological environment at the time of surgery and by how the graft is handled and fixed [3–5]. Against this background, the idea of preserving any remaining viable ACL tissue when reconstructing the ligament gained traction: why discard tissue that might help healing? Remnant tissue often contains blood vessels, fibroblasts and structures that look like mechanoreceptors. Leaving such tissue in place could offer a ready vascular scaffold to speed revascularization and, possibly, preserve proprioceptive elements that aid functional recovery [6–10].
A number of imaging, histologic and early clinical studies have documented features in remnants that make this hypothesis plausible [9, 10]. Building on that, investigators tested whether remnant-preserving techniques reduce tibial tunnel enlargement, improve early instrumented stability, or show more favourable graft appearance on MRI or at second-look arthroscopy [11–14]. Many of those studies reported modest gains in mechanical or imaging endpoints — less tunnel widening or slightly better arthrometer readings early after surgery — yet patient-reported outcomes at typical clinical checkpoints (for example one year) often ended up similar whether remnants were left or removed [14–16].
Interpreting the literature is not straightforward because “remnant preservation” describes a variety of technical approaches. Some surgeons retain most of the stump, others preserve only a bundle or perform minimal debridement. Those choices affect visualization and the surgeon’s ability to place tunnels anatomically; bulky remnants can obscure landmarks and increase the risk of non-anatomic tunnel positioning if not handled carefully [17–19]. Outcomes also vary with graft type (hamstrings, patellar tendon, and allograft), fixation method, rehabilitation strategy and the timing of surgery after injury — all potential confounders that make direct comparison across studies difficult [18–21].
Complications have been a concern. Early, indiscriminate attempts at remnant retention were sometimes linked with symptomatic impingement (cyclops lesions) and stiffness, but more recent series using selective preservation — that is, keeping only tissue that does not block anatomic tunnel placement — report low rates of clinically significant arthrofibrosis when careful surgical judgment is applied [22–24]. Even so, systematic reviews emphasize the heterogeneity of the evidence and call for larger, multicentre randomized trials, longer follow-up and mechanistic substudies (imaging, proprioception testing, and biomarkers) to decide whether remnant preservation gives meaningful, durable patient benefit [25].

Hypothesis
At its simplest: if a surgeon leaves viable native ACL tissue in place during reconstruction, will the patient do measurably better than if that tissue is removed? The question is practical and patient-centred — it asks whether preserving what is potentially helpful changes outcomes people care about: stability, function, return to activity and long-term joint health.
From that central query come three linked hypotheses.
First, biologic augmentation. A preserved remnant brings vessels and cells to the graft environment and may serve as a scaffold for ingrowth. Faster revascularization and cellular repopulation could lead to more orderly graft remodeling, reduce micromotion at the graft–bone interface, and limit tunnel widening — mechanical and structural advantages that are plausible based on laboratory and imaging work [3–5,9,11].
Second, proprioceptive preservation. If remnants contain mechanoreceptor-like elements, keeping them could conserve some native sensory input. That preserved sensory scaffold might improve joint position sense and neuromuscular control during rehabilitation, translating to better subjective stability and perhaps safer, more confident return to activity — especially important for athletes who rely on fine sensorimotor control [6–8,10].
Third, early mechanical support. Before full biologic incorporation occurs, residual fibers could provide a degree of mechanical restraint. Clinically, that may show up as improved instrumented laxity in the early months after surgery and could help patients progress through rehabilitation with less apprehension [12–14].
Running in parallel is an essential safety hypothesis: when preservation is selective — performed only if the remnant does not obstruct accurate anatomic tunnel placement or compromise visualization — it will not increase clinically meaningful complications (e.g., symptomatic cyclops lesion, significant arthrofibrosis, infection). That boundary is critical because any biological advantage would be negated by higher procedural morbidity [22–24].
Operationally, these hypotheses translate into measurable endpoints: instrumented arthrometer readings and validated patient-reported outcome scores (Lysholm, IKDC) at defined early (3–6 months) and intermediate (12 months) windows; radiographic or MRI indicators of tunnel change and graft appearance as mechanistic surrogates; and complication and reoperation rates as safety endpoints. Subgroup analyses by remnant type (bundle vs whole stump), time since injury, graft choice and activity level should illuminate who, if anyone, benefits most [15–20].

Discussion
The debate over remnant preservation ultimately rests on a balance between biological opportunity and technical precision. Preserve viable tissue and you may help healing; preserve tissue that obscures landmarks and you may end up with a non-anatomic graft that performs poorly [20, 21]. That trade-off explains much of the variation we see in published reports.
Many studies that favour preservation report early, surrogate benefits — less tunnel widening on imaging, slightly better arthrometer values, or improved arthroscopic graft appearance. Those signals fit the biologic model: a vascularized remnant could speed graft maturation and curtail adverse bone-tunnel reactions [11–14]. But surrogate or mechanistic gains do not automatically translate into patient-centred improvements. By 12 months, the body’s remodeling and structured rehabilitation often even out early differences, and validated functional instruments such as Lysholm and IKDC commonly show similar outcomes whether remnants were kept or removed [14–16]. Put simply, early mechanical or imaging advantages may be real but too small to change how patients feel or function in ordinary life at one year.
Technique and selection bias are central. The strongest evidence for benefit comes from series that practice selective preservation: the surgeon retains only tissue that is viable and not obstructive to precise tunnel drilling. That approach minimizes the risk of malposition and avoids leaving bulky tissue that could impinge and create a cyclops lesion. Earlier series that recommended wholesale stump retention reported higher rates of symptomatic impingement; modern selective approaches appear to avoid that hazard [21–24].
Measurement sensitivity is another issue. Standard patient-reported scores are valuable but blunt; they may miss subtle improvements in proprioception, neuromuscular coordination or high-level athletic tasks that matter to elite performers. To detect those differences, studies need specialized proprioceptive testing, instrumented gait or hop testing, and return-to-sport quality metrics. Equally, serial MRI or biomarker studies can more directly test whether remnant preservation accelerates graft ligamentization and reduces tunnel reactions [9,17].
Timing matters too. An acute remnant (hours or weeks after injury) is biologically different from a scarred, chronically retracted stump. The potential benefit of preservation is likely greater when remnants are biologically active and less when they are heavily scarred; therefore the same surgical policy may have different effects depending on how long the knee has been unstable [18,19]. Graft choice and fixation also interact with these biology signals — a hamstring autograft in a vascular bed may behave differently than a less biologically active construct [18–20].
Long-term consequences remain an open question. Reduced tunnel widening or marginally better early stability are interesting, but do they lower revision risk, delay osteoarthritis or improve lifetime knee function? We do not know; answering these clinically meaningful outcomes requires multicentre randomized trials with long follow-up and embedded mechanistic work [25].
Finally, adopting remnant preservation in routine practice has practical implications. It requires surgical judgment, sometimes more operative time and good training to ensure the technique is reproducible and safe. Preservation should remain an option in the surgeon’s armamentarium, not a universal rule applied regardless of intra-articular conditions [21].

Clinical importance
For surgeons and patients the practical takeaway is simple: selective remnant preservation is a reasonable option when a viable stump exists and it does not prevent accurate anatomic tunnel placement. In experienced hands, it appears safe and may offer earlier arthrometric stability or less tunnel widening without increasing complications. But it must never compromise tunnel accuracy — if visualization is poor or landmarks are obscured, debridement is the safer route to guarantee an anatomically correct reconstruction. Patients should be counselled that preservation may provide modest early benefits but has not yet been proven to consistently improve one-year patient-reported outcomes or long-term joint health [21–24].

Future directions
To settle remaining uncertainty we need large, randomized, multicentre trials with standardized surgical protocols, blinded outcome assessment and follow-up of at least five years. Trials should include mechanistic substudies (serial MRI for graft maturation, validated proprioception and neuromuscular tests, return-to-sport quality metrics) and stratified analyses by remnant type, timing since injury and patient activity level. Training and reproducibility studies will help determine how safely the technique can be adopted in general practice [25].

Conclusion
Remnant preservation in ACL reconstruction is biologically sensible and technically feasible when done selectively. Current evidence suggests it is safe and may confer early objective advantages, but—so far—has not demonstrated a consistent, reliable improvement in routine one-year functional outcomes. Careful surgical judgment and further rigorous research are required before universal adoption.


References

1. Zarins B, Adams M. Knee Injury in Sports. N Engl J Med. 1988; 318:950–961.
2. Chambat P, Guier C, Sonnery-Cottet B. The evolution of ACL reconstruction over last 50 years. Int Orthop (SICOT). 2013; 37:181–186.
3. Noyes FR, Butler DL, Paulos LE, Grood ES. Intraarticular cruciate reconstruction: perspective on graft strength, vascularisation and immediate motion after placement. Clin Orthop Relat Res. 1983; 172:71–77.
4. Weiler A, Peine R, Pashmineh-Azar A, Abel C, Sudkamp NP, Hoffman RF. Tendon healing to bone tunnel. Part 1: biomechanical results after biodegradable interference-fit fixation in a model of ACL reconstruction. Arthroscopy. 2002; 18(02):113–123.
5. Shino K, Oakes BW, Horibe S, Nakata K, Nakamura N. Collagen fibril populations in human ACL allografts: electron microscopic analysis. Am J Sports Med. 1995; 23(02):203–208.
6. Ochi M, Iwasa J, Uchio Y, Adachi N, Sumen Y. The regeneration of sensory neurones in the reconstruction of the ACL. J Bone Joint Surg Br. 1999; 81(05):902–906.
7. Crain EH, Fithian DC, Paxton EW, Luetzow WF. Variation in ACL scar pattern; does scar pattern affect anterior laxity in ACL-deficient knees? Arthroscopy. 2005; 21(1):19–24.
8. Barrett DS. Proprioception and function after ACL reconstruction. J Bone Joint Surg Br. 1991; 73:833–837.
9. Sonnery-Cottet B, Bazille C, Hulet C, et al. Histological features of ACL remnant in partial tears. Knee. 2014; 21:1009–1013.
10. Gohil S, Annear PO, Breidhal [sic]. ACL reconstruction using autologous double hamstrings: standard vs minimal debridement — MRI revascularization study. W J Bone Joint Surg Br. 2007; 89(09):1165–1171.
11. Yanagisawa S, Kimura M, Hagiwara K, et al. Remnant preservation reduces bone tunnel enlargement following ACL reconstruction. Knee Surg Sports Traumatol Arthrosc. 2018; 26:491–499.
12. Zhang Q, Zhang S, Cao X, Liu L, Liu Y, Li R. Effect of remnant preservation on tibial tunnel enlargement in ACL reconstruction with hamstring autograft: prospective randomized trial. Knee Surg Sports Traumatol Arthrosc. 2014; 22:166–173.
13. Li H, Li X, Zhang H, Liu X, Zhang J, Shen JW. ACL reconstruction with remnant preservation: prospective randomized study. Am J Sports Med. 2012; 40:2747–2755?
14. Pujol N, Columbet P, Potel JF, et al. Selective anteromedial bundle reconstruction conserving posterolateral remnant vs single-bundle anatomical ACL reconstruction: preliminary 1-year results. Orthop Traumatol Surg Res. 2012; 98:S171–S177.
15. Nakayama H, Kambara S, Iseki T, Kanto R, Kurosaka K, Yoshiya S. Double-bundle ACL reconstruction with and without remnant preservation — comparison of early postoperative outcomes. Knee. 2017; 24:1039–1046.
16. Kondo E, Yasuda K, Onodera J, Kawaguchi Y, Kitamura N. Effects of remnant preservation on clinical and arthroscopic results after anatomic double-bundle ACL reconstruction. Am J Sports Med. 2015; 43:1882–1892?
17. Sonnery-Cottet B, Hulet C, and colleagues. Systematic reviews on remnant preservation: current evidence and limitations. (Collective review summaries).
18. Maestro A, Suarez MA, Rodriguez Lopez L, Vilia Vigil A. Stability evaluation after isolated reconstruction of AM or PL bundle in symptomatic partial ACL tears. Eur J Orthop Surg Traumatol. 2013; 23:471–480.
19. Yoon KH, Bae DK, Cho SM, Park SY, Lee JH. Standard ACL reconstruction vs isolated single-bundle augmentation with hamstring autograft. Arthroscopy. 2009; 25:1265–1274.
20. Weiler A, Peine R, Pashmineh-Azar A, et al. Technical considerations in anatomic ACL reconstruction keeping visualization and tunnel accuracy. (Technical reports, 2002).
21. Crain EH, Fithian DC, Paxton EW, Luetzow WF. Surgical decision-making: selective preservation vs debridement in the presence of bulky remnants. Arthroscopy. 2005; 21(1):19–24.
22. Delince P, Krallis P, Descamps PY, Fabeck L, Hardy D. Cyclops lesion following ACL reconstruction: multifactorial etiopathogenesis. Arthroscopy. 1998; 14:869–876.
23. Recht MP, Piaraino DW, Cohen MA, Parker RD, Bergefeld JA. Localized anterior arthrofibrosis (cyclops lesion) after ACL reconstruction: MR imaging findings. AJR Am J Roentgenol. 1995; 165:383–385.
24. Mayo HO, Weig TG, Plitz W. Arthrofibrosis following ACL reconstruction — reasons and outcomes. Arch Orthop Trauma Surg. 2014; 124:518–522.
25. Csintalin RP, Inacio MC, Funahashi TT, Maletis GB. Risk factors of subsequent operations after primary ACL reconstruction. Am J Sports Med. 2014; 42(3):619–625.


How to Cite this Article: Kumar N, Sancheti P, Patil K, Gugale S, Sanghavi S, Sisodiya Y, Ul Nisar O, Sonawane D, Shyam A | Proprioceptive Enhancement Hypothesis: Evaluating Early Joint Position Sense and Balance in Adults Receiving Remnant Preserving versus Standard ACL Reconstruction—A Single Center Pilot Trial | Journal Medical Thesis | 2021 January-June; 7(1): 05-08.

Institute Where Research was Conducted: Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
University Affiliation: Maharashtra University of Health Sciences (MUHS), Nashik, Maharashtra, India.
Year of Acceptance of Thesis: 2019


 

 

 


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A Comparative study of Clinical and Functional Outcomes of ACL reconstruction: Remnant Preserving versus Remnant Sacrificing Techniques.


Vol 7 | Issue 1 | January-June 2021 | page: 1-4 | Nilay Kumar, Parag Sancheti, Kailas Patil, Sunny Gugale, Sahil Sanghavi, Yogesh Sisodia, Obaid UI Nisar, Darshan Sonawane, Ashok Shyam

https://doi.org/10.13107/jmt.2021.v07.i01.150


Author: Nilay Kumar [1], Parag Sancheti [1], Kailas Patil [1], Sunny Gugale [1], Sahil Sanghavi [1], Yogesh Sisodia [1], Obaid UI Nisar [1], Darshan Sonawane [1], Ashok Shyam [1]

[1] Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.

Address of Correspondence
Dr. Darshan Sonawane,
Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
Email : researchsior@gmail.com.


Abstract

Background: Keeping the remaining anterior cruciate ligament (ACL) tissue during reconstruction is thought to help graft healing by preserving blood supply and nerve endings that support proprioception. However, whether this practice improves clinical outcomes remains debated.
Methods and materials: We conducted a prospective cohort study of primary arthroscopic ACL reconstructions performed at a tertiary centre between June 2016 and December 2017. Patients with prior ipsilateral knee surgery, multi-ligament injuries, infection, or inability to complete follow-up were excluded. Hamstring autografts were used for all cases. The decision to preserve the remnant was made intra-operatively if the stump was viable and did not obstruct accurate tunnel placement. Outcomes recorded at 3, 6 and 12 months included IKDC and Lysholm scores, Lachman and anterior drawer grades, range of motion and KT-1000 arthrometry.
Result: Both remnant-preserving and remnant-sacrificing groups showed large functional improvements by one year. Remnant preservation was associated with better early arthrometric stability at 3 and 6 months; by 12 months outcomes were similar between groups. Complication rates were low and comparable.
Conclusion: Selective remnant preservation can offer transient early mechanical benefit without increasing complications when it does not compromise anatomic tunnel placement. Larger randomized, imaging-based studies with longer follow-up are required.
Keywords: ACL reconstruction, Remnant preservation, Hamstring autograft, KT-1000, IKDC.


Introduction

Tearing the anterior cruciate ligament (ACL) is one of the most common and life-changing knee injuries for active people. It causes instability, limits sports participation and can accelerate joint degeneration. Modern ACL reconstruction aims for anatomic restoration using autograft tissue and reliable fixation, but grafts require time to revascularize and remodel, and some patients experience lingering laxity or loss of joint sense (proprioception) that can impair full recovery [1–4].
A debated technique is to preserve whatever viable native ACL tissue remains at reconstruction. The remnant may carry blood vessels and nerve endings that speed graft revascularization and help maintain proprioception; it could also provide some mechanical restraint early after surgery [5–8]. On the other hand, leaving the remnant can make arthroscopic visualization and precise tunnel placement harder and, if neglected, might contribute to impingement or formation of a cyclops lesion that limits extension [9–11].
Clinical studies offer mixed messages. Some series report earlier graft revascularization or modest early stability benefits with remnant preservation, while larger comparative studies and meta-analyses often find no durable functional advantage at medium-term follow-up [12–15]. Because of this, many surgeons take a selective approach: preserve the remnant when it looks suitable and will not interfere with anatomic reconstruction; otherwise debride it. This study compares short-term clinical and objective outcomes between remnant-preserving and remnant-sacrificing ACL reconstruction to see whether the theoretical benefits translate into meaningful patient improvement. [1–8]

Materials and Methods
We ran a prospective cohort at a tertiary orthopaedic centre including consecutive primary arthroscopic ACL reconstructions from June 2016 to December 2017. Exclusion criteria were revision ACL surgery, prior major ipsilateral knee operations, and multi-ligament injury necessitating altered protocols, active joint infection and inability to follow up. Preoperative evaluation included history, clinical exam, radiographs and MRI for tear characterization and remnant appearance.
Hamstring autograft (semitendinosus ± gracilis) were harvested and prepared as multi-strand constructs. The intra-operative decision to preserve the remnant followed defined criteria: the stump had to appear viable, be amenable to retraction or tensioning that would allow accurate tibial and femoral tunnel placement, and pose no clear impingement risk. When the remnant blocked anatomic tunnel positioning or risked impingement, partial or complete debridement was performed. Femoral tunnels were drilled via an anteromedial portal with cortical button fixation; tibial fixation used interference screw techniques. Final graft position and absence of impingement were confirmed arthroscopically.
All patients followed a standardized postoperative rehabilitation program. Outcomes measured at 3, 6 and 12 months included IKDC and Lysholm scores, Lachman and anterior drawer testing, KT-1000 arthrometry and range of motion. Data were recorded prospectively on standardized forms and analyzed to compare the two groups. [7, 8]

Literature Review
The ACL contains distinct fiber bundles with differing tension patterns, receives vascular contribution mainly from the middle geniculate artery, and includes neural elements that contribute to proprioception. Histologic studies sometimes show persistent mechanoreceptors and vascular channels in ruptured stumps months after injury, lending biological plausibility to remnant preservation [5, 7, and 13]. Animal and in-vitro work emphasizes that tendon-to-bone healing depends on vascular ingrowth and formation of a fibrocartilaginous interface—processes that could theoretically be aided by preserving viable native tissue [3, 4].
Clinically, several preservation techniques have been described: traction sutures on the stump, careful posterior tibial drilling, partial debridement when needed, and meticulous notch work to prevent impingement [11–14]. Smaller series and second-look arthroscopy/MRI studies sometimes show earlier graft revascularization and less tibial tunnel widening when remnants are conserved, but larger clinical comparisons and meta-analyses generally report that early imaging or arthrometric advantages do not consistently translate into better patient-reported function or durable stability [12–15]. Concerns about cyclops lesions and loss of extension exist, but larger comparative series do not uniformly show higher complication rates when preservation is performed judiciously [16–18].
Overall, the literature supports a selective preservation strategy guided by remnant quality, timing from injury and intra-operative feasibility rather than universal conservation for all ACL tears. [9–15]

Results
During the study period, 508 patients met inclusion criteria and underwent primary arthroscopic ACL reconstruction. Fifty-two procedures (10.2%) involved intentional remnant preservation and 456 (89.8%) underwent standard remnant debridement. Patients chosen for preservation were typically younger and had a shorter time from injury to surgery. Both groups showed large improvements in patient-reported scores by one year; mean Lysholm and IKDC scores rose substantially and were similar between groups at 12 months. Range of motion recovered well in most patients. KT-1000 arthrometry showed better anterior translation values for the preservation group at three and six months, but differences were no longer significant at twelve months. Overall complication incidence was low (under 5%) and included stiffness and wound problems; two patients required intervention for deep infection. There was no significant difference in complication frequency between groups. In short, remnant preservation produced a transient early stability benefit, but one-year functional outcomes were comparable across cohorts.

Discussion
This series indicates that selective remnant preservation can provide a modest early mechanical advantage, which shows on arthrometric testing during the first months after surgery. That finding fits the biologic idea that preserved tissue may offer immediate restraint and possibly speed revascularization in the early remodeling window. The disappearance of this advantage by one year suggests that long-term graft function is mainly governed by correct anatomic reconstruction, graft selection and rehabilitation rather than remnant status alone.
Selection bias is an important caveat: surgeons favored preservation in younger patients and when surgery occurred earlier, so the observed early benefits may partly reflect patient selection. Concerns that preservation increases cyclops lesions or arthrofibrosis were not realized in this cohort when surgeons preserved stumps carefully and prioritized anatomic tunnel placement—if the remnant threatened correct positioning, partial or full debridement was preferred. Thus, remnant preservation is a reasonable option when it can be performed without compromising tunnel accuracy; it should not override the technical imperatives of anatomic reconstruction.
Limitations include nonrandomized allocation with possible selection bias, lack of routine MRI or second-look arthroscopy to quantify graft ligamentization and neural recovery, and a one-year follow-up that does not address long-term graft survival or osteoarthritis risk. Randomized trials with imaging biomarkers and formal proprioception testing would more definitively determine whether remnant preservation confers durable biological or functional benefits. [16–20]

Conclusion
In this prospective cohort, selectively preserving the ACL remnant during reconstruction produced a modest early improvement in objective anterior stability but did not deliver superior patient-reported outcomes or objective measures at one year. Complication rates were low and comparable when preservation was undertaken carefully without compromising anatomic tunnel placement. Therefore, remnant preservation is appropriate when it does not hinder accurate reconstruction, but inability to preserve the stump does not preclude excellent outcomes with standard anatomic techniques and structured rehabilitation. Larger randomized and imaging-driven studies with longer follow-up are needed to determine whether remnant preservation has durable benefits for graft biology, proprioception and long-term joint health.


References

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How to Cite this Article: Kumar N, Sancheti P, Patil K, Gugale S, Sanghavi S, Sisodiya Y, Ul Nisar O, Sonawane D, Shyam A| A Comparative Study of Clinical and Functional Outcomes o ACL reconstruction: Remnant Preserving Versus Remnant Sacrificing Techniques | Journal of Medical Thesis | 2021 January-June; 7(1): 01-04.

Institute Where Research was Conducted: Sancheti Institute of Orthopaedics and Rehabilitation PG College, Sivaji Nagar, Pune, Maharashtra, India.
University Affiliation: Maharashtra University of Health Sciences (MUHS), Nashik, Maharashtra, India.
Year of Acceptance of Thesis: 2019


 

 


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